Protecting your Licence

The Ethics Code underpins everything we do as an insolvency practitioner, and SIP 1 and the Code set out the framework within which we all operate. Our ethical approach should be at the forefront of our practice, both in terms of assessing and taking on a case and then throughout the life of the case itself. Take the time in this One Hour Series to reflect on the Code, its requirements and your obligations.

With perennial stakeholder and regulatory focus on what IPs are paid and how it is approved, this webinar discusses options and requirements, and suggests practical solutions.

With perennial stakeholder and regulatory focus on what IPs are paid and how it is approved, this webinar discusses options and requirements, and suggests practical solutions.

This webinar covers advice to directors pre-appointment, IPs’ powers and obligation to investigate, exposure to Covid financial support schemes, and potential personal liability.

This webinar provides an update on SIP requirements as well as recent changes and considers their practical implications for insolvency practitioners’ day-to-day work.

This webinar looks at practical alternatives for implementing robust yet proportionate financial controls and examines how best to illustrate your compliance to your regulator.

This webinar breaks amendments to the Ethics Code down into key topic areas and examines the practical implications on insolvency practitioners’ internal procedures.

This webinar covers types of risks for insolvency practices and considers the practicalities of conducting an internal risk assessment within an annual risk review framework.

This webinar looks at necessary systems and processes, advice and guidance sources, protective measures, the regulatory infrastructure and new obligations.

This webinar rounds up the myriad registrations required by government, insolvency proceedings, the courts, asset interest registers and Companies House, to list just a few.

This webinar examines indemnities in detail, looking at the various scenarios where indemnities may arise in insolvency, their treatment and how they might be framed.

This webinar looks at best practice guidance, dealing with complaints effectively, preventing matters getting as far as the Complaints Gateway, and what happens if you can’t.

This webinar looks at the interaction between types of cover, who they protect and whether there may be gaps in the cover you must provide to ensure adequate protection.

This webinar examines the Ethics Guide for IPs and practical implications of SIP 1, and considers how we manage conflicts of interest and risks they present.