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Manage insolvency practice compliance risks cost-effectively, meet
your training obligations and protect your firm’s reputation with
our new Compliance Awareness Online Learning course.
Manage insolvency practice compliance risks cost-effectively, meet
your training obligations and protect your firm’s reputation with
our new Compliance Awareness Online Learning course.
AML training is now a statutory requirement, and your Recognised Professional Body (RPB) will likely be your Supervisory Authority under the AML Regs 2017. Indicators used to assess your AML risk will include a number of factors, including training provided to staff and as part of your inspection visits, your monitor will require sight of your risk assessment and training records. Meet your staff training obligation with this module.
AML training is now a statutory requirement, and your Recognised Professional Body (RPB) will likely be your Supervisory Authority under the AML Regs 2017. Indicators used to assess your AML risk will include a number of factors, including training provided to staff and as part of your inspection visits, your monitor will require sight of your risk assessment and training records. Meet your staff training obligation with this module.
The Financial Conduct Authority (FCA) Guidance for firms on the fair treatment of vulnerable customers states that firms should make sure that all staff, in particular those who operate at the frontline, have the appropriate skills and capability to treat vulnerable customers fairly. This module addresses that requirement.
The Financial Conduct Authority (FCA) Guidance for firms on the fair treatment of vulnerable customers states that firms should make sure that all staff, in particular those who operate at the frontline, have the appropriate skills and capability to treat vulnerable customers fairly. This module addresses that requirement.