Protecting your Licence: Ethics Code - A Refresher

The Ethics Code underpins everything we do as an insolvency practitioner, and SIP 1 and the Code set out the framework within which we all operate.  Our ethical approach should be at the forefront of our practice, both in terms of assessing and taking on a case and then throughout the life of the case itself. Take the time in this One Hour Series to reflect on the Code, its requirements and your obligations.

We will look afresh at the Code’s principals and threats, and think about what these mean in practice. We will compare Requirements and Application Material, examine conflicts of interests, use of referral sources, restrictions on hospitality, Non-Compliance with Laws and Regulations (NOCLAR), and then wrap up with IPs as employees.   As usual, a busy hour! 

• Overview of the Code
• How to read the Code: Requirement and Application material
• Conflicts of interest: what they are, what to consider, possible responses
• Referral sources: what does the Code and other guidance say
• Hospitality: what to extend, what to accept and when to refuse
• NOCLAR: what does that mean in practice
• IPs and employees: challenges, restrictions and responses

This course is intended for anyone working in insolvency, and specifically insolvency practitioners, those considering obtaining their insolvency licence or setting up in practice and anyone engaged in the implementation of compliance processes.

£50 + VAT per person 

Webinar fee includes electronic version of course documentation.

50% reduction for every third one hour session you book.

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