How To: Complete Customer Due Diligence and Corresponding Ethics Check

How do you translate statutory Anti Money Laundering requirements into meaningful, effective application? This session looks at how the legal requirements surrounding customer due diligence can be put into practice across your cases. 

The information you ingather in relation to CDD informs your pre-appointment assessment in terms of the Ethics Code, and therefore we will look at the corresponding relationship between your CDD check and evaluating any threats to the Ethics Code principles before and throughout the life of the case.

Recorded 3 March 2023

• Purpose of CDD
• How to complete CDD
• What to look out for and areas of risk
• Response to risks identified (including EDD)
• Purpose of an Ethics check
• How to complete an Ethics check
• What to look out for and potential threats
• Response to threats identified

This course is suitable for experienced staff looking for an update in this area as well as anyone looking for an introduction to dealing with CDD and Ethics checks.

£55 + VAT per person

50% reduction for every third one-hour series you book.

Webinar fee includes electronic version of course documentation.

Team Booking Discount

5-10 team members - £200 + VAT
11-25 team members - £375 + VAT
26-50 team members - £500 + VAT
50+ price on application

If you are looking to make a team booking, please email courses@insolvencysupportservices.com. 

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